APPLICATION FOR COORDINATED STATE REVIEW
FOR DIRECT PARTICIPATION PROGRAMS
(CR-DPP-1)
(Amended December 3, 2003)
The Applicant requests that this filing be processed as a coordinated state review filing under the
program established for coordinated state review of offerings of direct participation programs
(CR-DPP).
Please note CR-DPP generally is intended only for initial public offerings of limited partnership
interests and limited liability interests in Equipment Leasing Programs, Mortgage Pool Programs,
Oil and Gas Programs, Real Estate Programs, interests in Real Estate Investment Trusts, and
interests appropriate for review under the Omnibus Guidelines that also are registered, or seeking
registration, with the Securities and Exchange Commission. Blank check and blind pool
offerings do not qualify for coordinated review. CR-DPP may not be available for all offerings.
Please attach this request to the front of the Form U-1 filed as the issuer’s application for state
registration and indicate in bold type in the cover letter accompanying the application that the
issuer is seeking review of the application pursuant to CR-DPP. A Cross Reference Sheet to the
NASAA Guidelines must accompany this application and the Form U-1. CR-DPP is available
only if the issuer intends to register in two or more of the participating jurisdictions.
Please indicate below those jurisdictions in which you intend to file an application for registration
of a direct participation program and are requesting review under the CR-DPP Protocol. These
jurisdictions should be listed in item 7 of the Form U-1, in addition to all other jurisdictions in
which application for registration is being made. Applicants are cautioned to identify all
jurisdictions in which they intend to utilize the CR-DPP registration process. In accordance
with the CR-DPP Protocol, it may not be possible to include additional jurisdictions in the
coordinated review process at a later date.
□Alabama (M)
□Maryland (D)
□Rhode Island (D)
□Alaska (M)
□Massachusetts (M)
□South Dakota (D)
□Arizona (M)
□Michigan (M)
□Tennessee (M)
□Arkansas (M)
□Mississippi (M)
□Texas (M)
□Delaware (D)
□Missouri (M)
□Utah (D)
□District of
□New Hampshire (D)
□Vermont (M)
Columbia (D)
□New Jersey (D)
□Virginia (M)
□Idaho (M)
□New Mexico (M)
□Washington (M)
□Indiana (M)
□North Dakota (M)
□Wisconsin (D)
□Iowa (M)
□Oklahoma (M)
□West Virginia (D)
□Kansas (M)
□Oregon (M)
□Maine (D)
□Pennsylvania (M)
* M = Merit D= Disclosure
** Tennessee, Virginia and Wisconsin do not participate in the coordinated review of offerings
under the Mortgage Pool Program Guidelines or the Omnibus Guidelines. Virginia does not
participate in the coordinated review of offerings under the Equipment Leasing Program
Guidelines.