Form S-1 - Registration Statement Under The Securities Act Of 1933 (Page 8 of 9) in pdf

Form S-1 - Registration Statement Under The Securities Act Of 1933 Page 8

(d)

As to Item 8, the name of the managing underwriter or underwriters and a brief statement as to the nature of the underwriter’s

obligation to take the securities; if any securities to be registered are to be offered otherwise than through underwriters, a brief

statement as to the manner of distribution; and, if securities are to be offered otherwise than for cash. a brief statement as to

the general purposes of the distribution, the basis upon which the securities are to be offered, the amount of compensation

and other expenses of distribution, and by whom they are to be borne;

(e)

As to Item 9, a brief statement as to dividend rights, voting rights, conversion rights, interest, maturity;

(f)

As to Item 11, a brief statement of the general character of the business done and intended to be done, the selected financial

data (Item 301 of Regulation S-K (§229.301 of this chapter)) and a brief statement of the nature and present status of any

material pending legal proceedings; and

(g)

A tabular presentation of notes payable, long term debt, deferred credits, minority interests, if material, and the equity section

of the latest balance sheet filed, as may be appropriate.

The summary prospectus shall not contain a summary or condensation of any other required financial information except as provided

above.

Where securities being registered are to be offered in exchange for securities of any other issuer, the summary prospectus also shall

contain that information as to Items 9 and 11 specified in paragraphs (e) and (f) above which would be required if the securities of

such other issuer were registered on this Form.

The Commission may, upon the request of the registrant, and where consistent with the protection of investors, permit the omission of

any of the information herein required or the furnishing in substitution therefor of appropriate information of comparable character.

The Commission may also require the inclusion of other information in addition to, or in substitution for, the information herein

required in any case where such information is necessary or appropriate for the protection of investors.

Form S-1 - Registration Statement Under The Securities Act Of 1933 Page 8