Illustrative Customer Due Diligence Templates Page 22
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25EP 200 IG 2
○
Approval Form for High-Risk Engagements
In the event of high-risk engagements, senior management approval shall be obtained before establishing
(or continuing, for existing clients) the business relationship.
Subsequent to senior management
approval, enhanced CDD shall be conducted.
Engagement Information
Description of
engagement:
Engagement
team members:
Client Information
Client name:
Registration
number:
Country of
incorporation:
Date of
incorporation:
Address:
Contact number:
Senior Management Approval
I approve the above engagement. The team may proceed with the engagement provided that enhanced
CDD is successfully conducted.
Signature: _____________________________
Date:
_____________________________
Name: _______________________________
Position: ____________________________
22
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