Form N-8b-4 - Registration Statement Of Face-Amount Certificate Companies - Securities And Exchange Commission Page 9

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(m) State briefly contractual, regulatory and statutory provisions and conditions relating to the deposit of assets required to be maintained.
If the release or release and substitution of assets is permitted, indicate the principal provisions with respect thereto and state whether
any notice is required in connection therewith.
(n) Outline briefly provisions for the deferment of any payment or payments to certificate holders.
(o) Describe briefly any life or other insurance provisions.
(p) Describe briefly any other material provisions of the certificates.
Instructions.
1.
What is required is formation as to such matters as have bearing on the investment value of the registrant’s securities and not a full and
complete legal description of the rights and duties involved.
2.
Where the provisions of two or more certificate series are similar with respect to any matter called for by this item, appropriate grouping
or cross reference may be made provided the information is clearly presented and the essential differences between the series are
disclosed.
3.
If the securities described are guaranteed by another person, include the name of the guarantor and a brief outline of the contract of
guaranty.
4.
Information relating to amounts of payments and similar matters to be given in terms of a single certificate shall be based upon the smallest
face-amount for which full certificates of the particular series are or have been issued.
5.
If the registrant is not required to meet the reserve requirements of Section 28 of the Act, state the reasons therefore under paragraph (k)
and indicate clearly the nature of the investments and other assets under paragraph (l).
6.
Information required to be furnished in answer to any other item of the form, need not be given under paragraph (m) or (o) of this item
provided a general reference to such other item is made.
Item 18. Capital Shares
For each class of capital shares of the registrant set forth under Item 16, furnish the following information:
(a) Title of the class, including the par value per share.
(b) A brief outline of (1) dividend rights; (2) limitations in any indentures, instruments defining the rights of certificate holders or other
instruments on the payment of dividends or sources from which dividends may be declared or paid; (3) voting rights; (4) liquidation
rights; (5) preemptive or other subscription rights; (6) conversion rights; (7) redemption provision; (8) liability to further call; and
(9) transferability.
(c) If any limitation on the declaration of payment of dividends on any class of shares has been imposed by any governmental regulatory
body and is currently in effect, briefly describe the nature and grounds of such limitation.
(d) Submit a schedule indicting for a period of three fiscal years: (1) the dividends paid per share; (2) the methods of payment, i.e.,
whether in cash, stock or otherwise; (3) the name of each account charged and the dollar amount per share at which such dividend
was charged to each such account.
Instruction. Instructions 1 and 3 to Item 17 shall be applicable to this item.
Item 19. Other Securities
Give the title of each class of securities of the registrant set forth under Item 16, other than capital shares, and outline briefly the rights
evidenced thereby.
Instructions.
1.
Instructions 1 and 3 to Item 17 shall be applicable to this item.
2.
If the securities described are warrants or rights to subscribe for or purchase securities of the registrants, there shall be given the title and
amount of securities called for, the dates from which the warrants or rights are exercisable, their expiration dates, and the prices at which
they are exercisable.
3.
If the securities described are guarantees of securities of other issuers, there shall be given the name of the issuer and the title of the
securities guaranteed, and a brief outline of the contract of guaranty.
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