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SECURITIES SOLD AND RELATED INFORMATION

Item 20. Recent Sales of Unregistered Securities

Furnish the following information as to all securities of the registrant sold by the registrant within the past three years which were not

registered under the Securities Act of 1933.

(a) Date of sale and title and amount of securities sold.

(b) As to any securities sold privately, give the name of the persons to whom sold (or if that be impracticable, give the approximate

number of such persons). As to any securities sold publicly, give the names of the principal underwriters, if any.

(c) As to securities sold for cash, state the aggregate offering price to the public and the aggregate underwriting discounts or commissions.

As to any securities sold otherwise than for cash, state the nature of the transaction and the nature and aggregate amount of consideration

received by the registrant.

(d) Indicate the section of the Act or the rule of the Commission under which exemption from registration was claimed and state briefly

the facts relied upon to make the exemption available.

Instructions.

Information need not be given as to face-amount certificates reinstated by resumption of payments thereon or by endorsement or as to

paid-up or optional settlement certificates resulting from the exercise of specific provisions in face-amount certificates.

Information need not be set forth as to notes, drafts, bills or exchange or bankers’ acceptances which mature not later than one year from

the date of issuance.

Information is to be given as to sales of reacquired securities as well as of new issues. Securities issued in exchange for property, services,

or other securities (including new securities resulting from the modification of outstanding securities) are to be considered securities

sold, within the meaning of this instruction. With respect to such securities there shall be given a brief statement as to the basis of the

exchange or the nature and effect of the modification.

Information is to be given separately for each distinct transaction, except that if the sales were “open-end” transactions, or were made

to employees pursuant to an employee purchase plan, or otherwise constituted a continuous operation, the information may be given by

such totals and periods as will reasonably convey the information required.

Item 21. Statistical History of Face-Amount Certificates

Furnish the following information as to all face-amount certificates of the installment type sold or otherwise issued during the past three

fiscal years.

From _____________________ to ______________

Col. A

Col. B

Col. C

Col. D

Col. E

Col. F

Col. G

Col. H

Face amount of

Aggregate

certificates

Aggregate

payments by

Aggregate

included in Col.

payment by

Fiscal year

Face amount

certificate holders

amounts paid to

C in default for certificate holders

for which

of certificates

on certificates

certificate holders maximum period

on certificates

information in

included in Col.

upon termination

and having no

included in Col.

succeeding

Face amount

C terminated

D from date of

of certificates

cash surrender

G from date of

Fiscal year columns is

of certificates

other than by

issuance to date

included in

value at close of issuance to close

of sale

reported

sold

maturity or call

of termination

in Col. D

fiscal year

of fiscal year

First

Fiscal

Year ..........................................................................................................................................................................................

Second

Fiscal

Year

xxxx ...................................................................................................................................

Third

Year

Fiscal

Year

xxxx

Total

xxxx

Form N-8b-4 - Registration Statement Of Face-Amount Certificate Companies - Securities And Exchange Commission Page 10

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